Learn with FINRA : Series-7 training material for 100% pass

Last Updated: Jul 25, 2026

No. of Questions: 402 Questions & Answers with Testing Engine

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Choosing Purchase: "Online Test Engine"
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What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Number of Questions: 125
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Format: Multiple choices, multiple answers
  • Length of Examination: 225 minutes
  • Passing score: 72%

How to book FINRA Series 7 Certification Exams

Applicants wishing to take the Series 7 exam must be sponsored by a FINRA member company and FINRA has other Series 7 eligibility requirements. The company must submit a U4 form (uniform registration application in the field of qualifications) to register the candidate for the license exam. FINRA regulates the activities of brokerage firms and registered brokers, ensuring that anyone who sells securities products is qualified and tested.

For more info visit:

FINRA Series 7 Exam Reference

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Processes Customer Orders- Order entry, execution, and settlement basics
- Trade reporting and confirmation procedures
Evaluates Customers' Financial Profile- Financial status and suitability assessment
- Customer investment objectives and risk tolerance
Seeks Business for the Broker-Dealer- Understanding regulatory constraints on communications
- Prospecting clients and marketing products
Makes Recommendations and Transfers Assets- Suitability and recommendation rules
- Account transfers and asset movement procedures
Provides Information About Investments- Equities, fixed income, and packaged products
- Taxation and risk characteristics
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