Learn with CSI : CSC2 training material for 100% pass

Updated: Nov 04, 2026

No. of Questions: 234 Questions & Answers with Testing Engine

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CSI CSC2 Exam Overview:

Certification Vendor:CSI (Canadian Securities Institute)
Exam Name:Canadian Securities Course Examination 2
Exam Number:CSC2
Exam Price:CAD $250 (approximately)
Available Languages:English, French
Real Exam Qty:100
Related Certifications:CIM (Chartered Investment Manager)
CSC1
CPH (Conduct and Practices Handbook)
Exam Duration:120 minutes
Certificate Validity Period:No expiry, but must be registered within 5 years of passing
Exam Format:Multiple Choice
Passing Score:60%
Sample Questions:CSI CSC2 Sample Questions
Exam Way:Computer-based testing at Pearson VUE test centers
Pre Condition:Must pass CSC1 before taking CSC2; Completion of both exams required for securities registration
Official Syllabus URL:https://www.csi.ca/

CSI CSC2 Exam Syllabus Topics:

TopicDetails
Topic 1
  • Investment Products: This section of the exam measures the skills of an Investment Products Analyst and covers fixed-income securities features, pricing, and trading; equity securities including common and preferred shares; derivatives including options, forwards, futures, rights and warrants; and the characteristics and uses of all these investment instruments in Canadian markets.
Topic 2
  • The Corporation: This section of the exam measures the skills of a Corporate Finance Analyst and covers corporate structures, financial statements, disclosure requirements, investor rights, financing methods, capital raising processes, prospectus requirements, securities distribution, and exchange listing procedures for corporations.
Topic 3
  • Investment Analysis: This section of the exam measures the skills of a Research Analyst and covers both fundamental and technical analysis methods, including macroeconomic, industry and company analysis techniques, financial statement interpretation, ratio analysis, and security valuation approaches.
Topic 4
  • The Canadian Investment Marketplace: This section of the exam measures the skills of a Securities Industry Professional and covers the structure and operation of Canada's investment marketplace. It includes the roles of investment dealers and financial intermediaries, capital market functions, financial instruments, and the complete Canadian regulatory environment with its regulatory bodies, principles of regulation, client remediation options, and ethical standards for financial services professionals.
Topic 5
  • The Economy: This section of the exam measures the skills of an Economic Analyst and covers fundamental economic concepts including microeconomics and macroeconomics, economic growth measurement, business cycles, labor markets, interest rates, inflation, international trade, and both fiscal and monetary policy with emphasis on the Bank of Canada's role and government policy challenges.
Topic 6
  • Analysis of Managed and Structured Products: This section of the exam measures the skills of an Investment Products Specialist and covers mutual funds, exchange-traded funds, alternative investments, structured products, and other managed products including their structures, regulations, features, risks, strategies, performance measurement, and tax implications within the Canadian investment landscape.
Topic 7
  • Portfolio Analysis: This section of the exam measures the skills of a Portfolio Manager and covers portfolio management approaches including risk and return measurement, portfolio optimization strategies, management styles, and the complete portfolio management process from objective setting to performance evaluation and rebalancing.

Reference: https://www.csi.ca/en/learning/courses/csc

CSI Canadian Securities Course Exam2 Sample Questions:

Question #1

What is typically discussed during the establishment of the client-advisor relationship step?

  • A. The client ' s investment goals.
  • B. By what means does the client prefer to communicate with the advisor.
  • C. The current financial and personal status.
  • D. What services will the advisor provide.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

Question #2

Jerry sells Company A's regular bond because the thinks it is overvalued. Using the proceeds from the sale, jerry then busy Company A's convertible bond because the thinks that the equity component is undervalued and that he convertible bond's coupon rate is relatively attractive given his forecast of falling interest rates.
What fixed-come management style is jerry most likely using?

  • A. Interest rate anticipation.
  • B. Bond swap
  • C. Immunization
  • D. Market timing.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #3

Why would a corporation choose to issue preferred shares rather than debt?

  • A. Existing assets have excess financing capacity to justify the issue of preferred shares.
  • B. issuing preferred shares would reduce the amount of leverage.
  • C. The costs for issuing preferred shares are usually kwh than debt.
  • D. The preferred dividend rate usually varies with the market interest rates
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #4

What method of trading claims to offer greater liquidity and lower transaction costs?

  • A. Dark pool.
  • B. Algorithmic trading.
  • C. Market timing.
  • D. High-frequency trading.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

Question #5

Omar invests $5,000 in a labour-sponsored venture capital corporation (LSVCC) in Ontario, his province of residence. What is the total LSVCC tax credit that Omar is eligible to receive from this investment?

  • A. $1,500
  • B. $750
  • C. $1,625
  • D. $875
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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